Lorna Ming Lai Liu
廖明麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lorna Ming Lai Liu (廖明麗), a licensed Representative with CE reference AAO975. Currently licensed at 2 firm(s): Kingston Securities Limited, Kingston Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-09 | present |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-09 | present |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2005-05-01 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2005-05-01 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-31 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-31 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-31 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-31 |