Alex King Hong Tong
唐景康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex King Hong Tong (唐景康), a licensed former licensee with CE reference AAP437. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2016-04-08 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-01 | 2016-04-08 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-08-01 | 2016-04-08 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2011-06-30 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-01 | 2011-06-30 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-01 | 2011-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-29 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-29 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-08-29 | 2010-11-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-26 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-07-27 | 2008-05-17 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-07-27 | 2008-05-17 |