Joseph Kam Wing Chan
陳錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kam Wing Chan (陳錦榮), a licensed former licensee with CE reference AAR099. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2009-10-30 | 2010-05-15 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-11-08 | 2010-05-15 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-11-08 | 2010-05-15 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-07-30 | 2007-09-15 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2007-07-30 | 2007-09-15 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-07-05 | 2007-07-30 |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-16 | 2007-01-01 |
| Yicko Investment Consultants & Management Limited 益高投資顧問管理有限公司 |
RO | Type 9 — Asset management | present | 2007-01-01 |