Dick Kwong Tong
唐狄廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Kwong Tong (唐狄廣), a licensed former licensee with CE reference AAV375. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-10-07 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-10-07 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-24 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-03-24 |