Pat Wing Chan
陳弼榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pat Wing Chan (陳弼榮), a licensed Responsible Officer with CE reference AAV784. Currently licensed at 2 firm(s): Grand Partners Investment Consultants Limited, Grand Partners Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-10-21 | present |
| Grand Partners Securities Limited 利盟證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-22 | present |
| Grand Partners Securities Limited 利盟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-12 | 2019-07-22 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-31 | 2019-03-07 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-07 | 2018-10-31 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2018-05-31 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-05 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-08 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |