Lee Fat Nam
藍利發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Fat Nam (藍利發), a licensed former licensee with CE reference AAW240. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Marble Securities Limited 貝格隆証券有限公司 |
RO | Type 1 — Dealing in securities | 2004-09-24 | 2014-07-01 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-24 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-17 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-17 |
| Black Marble Securities Limited 貝格隆証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-17 |