Alexis Lit Chor Wong
黃烈初
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Lit Chor Wong (黃烈初), a licensed former licensee with CE reference AAW557. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-05-25 | 2016-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2012-03-30 | 2016-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | 2004-10-12 | 2016-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-11 | 2016-04-30 |
| Alpha Corporate Advisors Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-11-15 |