Andrew Tak Shing Lo
羅德城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Tak Shing Lo (羅德城), a licensed Responsible Officer with CE reference AAW957. Currently licensed at 1 firm(s): Invesco Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2005-07-06 | present |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | present | present |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-06 | 2021-12-31 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-06 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 9 — Asset management | present | 2005-03-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | present | 2005-03-01 |