Sek Fu Li
李錫富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sek Fu Li (李錫富), a licensed former licensee with CE reference AAX343. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-01 | 2020-12-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-13 | 2020-04-01 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-24 | 2019-09-13 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-03 | 2019-09-13 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-13 | 2018-04-03 |
| Prosper Global Asset Management Limited 盛世環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-13 | 2018-08-24 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-09 | 2015-03-03 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2004-11-09 | 2015-03-03 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-01 | 2004-11-09 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-09 |
| Biz Corp Limited |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Biz Corp Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-16 |
| Biz Corp Limited |
Rep | Type 9 — Asset management | present | 2003-08-16 |