Ly Phao
蒲麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ly Phao (蒲麗), a licensed former licensee with CE reference AAY365. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-05-22 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-29 |