Thomas Hon Hing Wan
溫漢興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hon Hing Wan (溫漢興), a licensed former licensee with CE reference AAY430. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2024-03-18 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2016-09-06 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-26 |