Kin Tai Chan
陳建泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Tai Chan (陳建泰), a licensed Representative with CE reference AAY592. Currently licensed at 1 firm(s): Bradbury Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-03 | present |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-03 | present |
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-25 | 2009-06-03 |
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 4 — Advising on securities | 2008-09-25 | 2009-06-03 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-09-25 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-17 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-02 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-02 |