Siu Man (SFC:AAZ154) Chan
陳少文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man (SFC:AAZ154) Chan (陳少文), a licensed former licensee with CE reference AAZ154. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-28 | 2019-02-13 |
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-03-29 | 2019-02-13 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-07-03 | 2016-10-01 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-07-03 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-01-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-01-21 |