Wesley Kai Yee Siu
蕭啟義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wesley Kai Yee Siu (蕭啟義), a licensed former licensee with CE reference AAZ164. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-09 | 2023-09-04 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-14 | 2007-06-30 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-12 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-31 |