Hwa Kaw Tong
湯化虬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hwa Kaw Tong (湯化虬), a licensed former licensee with CE reference AAZ402. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Sing Securities Limited 聯成證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-09-30 |
| Luen Sing Securities Limited 聯成證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-07 |
| Luen Sing Securities Limited 聯成證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-07 |
| Luen Sing Securities Limited 聯成證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-07 |