Tuen Mui Lau
劉端梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tuen Mui Lau (劉端梅), a licensed Responsible Officer with CE reference AAZ810. Currently licensed at 1 firm(s): WealthTac Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-01 | present |
| WealthTac Global Asset Management Limited 富達環球資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-01 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2021-10-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2021-10-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 7 — Providing automated trading services | present | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | present | 2021-10-13 |