Robert Kwok Yan So
蘇國仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Kwok Yan So (蘇國仁), a licensed Responsible Officer with CE reference ABA369. Currently licensed at 1 firm(s): Telecom King Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-01 | present |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-09-19 | present |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-03 | 2019-04-01 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-21 | 2017-09-19 |
| Winx International Futures Co., Limited 萬新國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-22 | 2017-05-19 |
| New Trend Futures Limited 創新期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-19 | 2012-02-29 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-10-19 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-25 |
| New Trend Futures Limited 創新期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-25 |