Shuk Fan Lo
羅淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Fan Lo (羅淑芬), a licensed Representative with CE reference ABA569. Currently licensed at 1 firm(s): Hantec Securities Co. Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-20 | present |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-11 | 2023-03-02 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
RO | Type 4 — Advising on securities | present | 2005-03-30 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-30 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
RO | Type 9 — Asset management | present | 2005-03-30 |