Alfred Kai Shing Ho
何啟承
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Kai Shing Ho (何啟承), a licensed Responsible Officer with CE reference ABA906. Currently licensed at 1 firm(s): Gavekal Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gavekal Capital Limited | RO | Type 9 — Asset management | 2007-03-01 | present |
| Marshall Wace Gavekal Asia Limited | RO | Type 9 — Asset management | 2008-06-30 | 2013-04-30 |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2006-11-23 | 2007-03-01 |
| Asia Absolute Advisors Limited |
RO | Type 4 — Advising on securities | 2004-08-19 | 2006-11-11 |
| Asia Absolute Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2004-08-19 | 2006-11-11 |
| Asia Absolute Advisors Limited |
RO | Type 9 — Asset management | 2004-08-19 | 2006-11-11 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-28 | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | present | 2004-04-13 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | present | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 — Advising on futures contracts | present | 2004-04-13 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-27 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2003-10-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-04-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 — Asset management | present | 2004-04-13 |