Chang Sioe Liem

林長秀
CE No. ABB074 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Sioe Liem (林長秀), a licensed Responsible Officer with CE reference ABB074. Currently licensed at 1 firm(s): Yicko Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Yicko Securities Limited
益高證券有限公司
RO Type 1 — Dealing in securities 2016-05-13 present
Yicko Securities Limited
益高證券有限公司
RO Type 9 — Asset management 2015-10-30 present
Yicko Securities Limited
益高證券有限公司
Rep Type 1 — Dealing in securities present 2016-05-13
Yicko Securities Limited
益高證券有限公司
Rep Type 4 — Advising on securities present 2004-11-10
Yicko Securities Limited
益高證券有限公司
Rep Type 6 — Advising on corporate finance present 2004-11-10
Yicko Securities Limited
益高證券有限公司
Rep Type 9 — Asset management present 2004-11-10

Related