Christopher Leo Ozorio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Leo Ozorio ( ), a licensed former licensee with CE reference ABC564. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2022-06-30 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2022-06-30 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |