Bobbie Siu Bor Wong
王小波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bobbie Siu Bor Wong (王小波), a licensed former licensee with CE reference ABD541. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-31 | 2025-08-20 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-05 | 2007-07-31 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-08-08 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-08 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-08 |