Kwan Kwok Yip
葉君國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kwok Yip (葉君國), a licensed former licensee with CE reference ABE267. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-02 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-02 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-02 |
| Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 |
Rep | Type 9 — Asset management | present | 2003-09-02 |