Chau Wan Kwok
郭秋雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Wan Kwok (郭秋雲), a licensed former licensee with CE reference ABF872. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-07 | 2013-12-17 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2004-04-02 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-05 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-05 |