Patrick Wai Shun Ma
馬偉信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Wai Shun Ma (馬偉信), a licensed former licensee with CE reference ABF913. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiral Investment Limited 安泓投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-27 | 2025-09-19 |
| Admiral Investment Limited 安泓投資有限公司 |
RO | Type 4 — Advising on securities | 2016-10-27 | 2025-09-19 |
| Admiral Investment Limited 安泓投資有限公司 |
RO | Type 9 — Asset management | 2016-10-27 | 2025-09-19 |
| LaSalle Investment Management Hong Kong Limited | RO | Type 4 — Advising on securities | 2013-06-19 | 2016-06-30 |
| LaSalle Investment Management Hong Kong Limited | RO | Type 9 — Asset management | 2013-06-19 | 2016-06-30 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 9 — Asset management | 2011-05-31 | 2013-06-19 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-11-01 | 2013-06-19 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-01-17 | 2010-04-16 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | 2008-01-17 | 2008-12-31 |
| HSZ (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2007-03-02 |
| HSZ (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2007-03-02 |