Franklin Fan Keung Lam
林奮強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franklin Fan Keung Lam (林奮強), a licensed former licensee with CE reference ABG110. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-01-18 | 2011-07-11 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-01-18 | 2011-07-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-12-01 | 2006-01-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-12-01 | 2006-01-18 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2005-04-27 | 2006-01-09 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-04-27 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-01 |