George Alton Raffini
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Alton Raffini ( ), a licensed former licensee with CE reference ABG342. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 — Advising on securities | present | 2015-12-31 |
| HPEF Venture Partners Limited 匯睿創業有限公司 |
RO | Type 4 — Advising on securities | present | 2015-12-31 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 — Asset management | present | 2015-12-31 |
| HPEF Venture Partners Limited 匯睿創業有限公司 |
RO | Type 9 — Asset management | present | 2015-12-31 |