Alexander Kwok Leung Tai
戴國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Kwok Leung Tai (戴國良), a licensed Responsible Officer with CE reference ABG881. Currently licensed at 1 firm(s): Finet Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-15 | present |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-15 | present |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2024-01-15 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-03 | 2023-12-30 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-06 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-14 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-14 | 2020-09-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-14 | 2023-12-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2017-11-14 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-18 | 2017-11-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2017-09-18 | 2017-11-14 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-29 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 4 — Advising on securities | 2007-08-09 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-08-09 | 2017-07-31 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
RO | Type 9 — Asset management | 2007-08-09 | 2017-07-31 |
| AMS Capital Limited 博資有限公司 |
RO | Type 4 — Advising on securities | present | 2007-04-25 |
| AMS Capital Limited 博資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-04-25 |
| AMS Capital Limited 博資有限公司 |
RO | Type 9 — Asset management | present | 2007-04-25 |