Farther Kwok Ming Lau
劉國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Farther Kwok Ming Lau (劉國明), a licensed former licensee with CE reference ABH453. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-13 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-01-13 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-14 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-14 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-14 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-01-13 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-01-13 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-14 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-14 |