Kwok Wai (SFC:ABH498) Lau
劉國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai (SFC:ABH498) Lau (劉國威), a licensed former licensee with CE reference ABH498. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2024-05-31 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2024-05-31 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-17 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-17 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-17 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-17 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-17 |