Mo Kit Tam
譚慕潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Kit Tam (譚慕潔), a licensed former licensee with CE reference ABH719. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surrich Capital Co., Limited 錫洲資本有限公司 |
RO | Type 4 — Advising on securities | 2024-10-18 | 2025-11-14 |
| Surrich Capital Co., Limited 錫洲資本有限公司 |
RO | Type 9 — Asset management | 2024-10-18 | 2025-11-14 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-02 | 2022-07-22 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-12 | 2022-07-22 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 9 — Asset management | 2020-02-12 | 2022-07-22 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-14 | 2020-02-12 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-14 | 2020-02-12 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 — Asset management | 2018-04-13 | 2019-12-26 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-15 | 2019-12-26 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2019-12-26 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-14 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-14 |