Andy Chi On Li
李志安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chi On Li (李志安), a licensed former licensee with CE reference ABH933. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-08 | 2022-06-28 |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-27 | 2022-06-28 |
| Cornerstone Securities Limited 基石證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-08 | 2021-03-08 |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-13 | 2022-06-28 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-12 | 2015-12-12 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-11-07 | 2010-07-01 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-07 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-07 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-07 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-07 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2010-07-01 |