Chung Kwan Lau
劉仲坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kwan Lau (劉仲坤), a licensed former licensee with CE reference ABI071. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-09 | 2022-12-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-09 | 2022-12-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2022-08-09 | 2022-12-30 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2020-08-14 | 2021-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-08-14 | 2021-03-24 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2020-08-14 | 2021-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2020-08-14 | 2021-03-24 |
| CASH Asset Management Limited 時富資產管理有限公司 |
RO | Type 9 — Asset management | 2005-03-30 | 2006-02-20 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-07 | 2006-02-20 |
| CASH Research Limited 時富證券研究有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |