Kam Wing Chan
陳錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wing Chan (陳錦榮), a licensed former licensee with CE reference ABI310. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-20 | 2022-04-15 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-05 | 2020-09-30 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-10 | 2013-04-01 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-22 | 2011-05-09 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-21 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-05-21 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-15 |
| Yardley Securities Limited 溢利證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-15 |