Yee Pui Chan
陳以珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Pui Chan (陳以珮), a licensed Responsible Officer with CE reference ABK900. Currently licensed at 1 firm(s): Guochuang Securities Financial Holding Group Co., Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guochuang Securities Financial Holding Group Co., Limited 國創證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-04 | present |
| Profitech Securities Limited 盈科證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-10 | 2020-07-20 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-02-19 | 2019-05-31 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-03 | 2019-05-31 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-13 | 2017-09-26 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-09 | 2016-01-13 |
| M Securities Limited 雙龍證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-06 | 2015-12-01 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-12-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-16 |