Yip Chuen Wong
黃業泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yip Chuen Wong (黃業泉), a licensed former licensee with CE reference ABL807. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities Holdings Limited 中國証券控股有限公司 |
RO | Type 1 — Dealing in securities | 2009-04-16 | 2013-08-12 |
| China Securities Holdings Limited 中國証券控股有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-24 | 2009-04-16 |
| Shun Heng Securities Limited 信亨証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-24 | 2005-05-21 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-12 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-18 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-18 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-18 |