Shu Wing Chiu
趙樹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wing Chiu (趙樹榮), a licensed former licensee with CE reference ABN252. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-06-17 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-18 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-18 |
| Audrey Chow Securities Limited 高陞證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-18 |