Thomas Eng Chee Tey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Eng Chee Tey, a licensed Responsible Officer with CE reference ABN323. Currently licensed at 2 firm(s): CN First International Futures Limited, CN First Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-21 | present |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 4 — Advising on securities | 2020-09-21 | present |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-09-21 | present |
| CN First Investment Management Limited 中一投資管理有限公司 |
RO | Type 9 — Asset management | 2019-01-23 | present |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-25 | present |