Alice Lai Mui Chan
陳麗梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Lai Mui Chan (陳麗梅), a licensed former licensee with CE reference ABN392. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lee's Securities Company Limited 李氏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-19 | 2023-03-20 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-12-19 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2012-07-31 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-17 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-17 |
| Sun's Future Limited 永盛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-17 |