Yan Huen Li
李潤壎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Huen Li (李潤壎), a licensed former licensee with CE reference ABN706. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-31 | 2007-06-16 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-10-31 | 2007-06-16 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2004-11-19 | 2005-03-03 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2004-11-19 | 2005-03-03 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-12 | 2004-11-08 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-12 | 2004-11-08 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-24 | 2004-08-16 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-24 | 2004-08-16 |