Ka Cheung Yung
容家祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Cheung Yung (容家祥), a licensed Responsible Officer with CE reference ABN735. Currently licensed at 1 firm(s): Hua Yu Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 39.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 — Advising on securities | 2026-01-15 | present |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 — Asset management | 2026-01-15 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-30 | 2023-09-21 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-30 | 2023-09-21 |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 — Asset management | 2022-11-30 | 2023-09-21 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-01 | 2022-11-30 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-01 | 2022-11-30 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 — Asset management | 2022-08-01 | 2022-11-30 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-05 | 2021-03-31 |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-05 | 2021-03-31 |
| Major Asset Management Limited 美捷資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-10 | 2021-01-27 |
| Major Asset Management Limited 美捷資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-10 | 2021-01-05 |
| Major Asset Management Limited 美捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-10 | 2021-01-05 |
| Lamtex Securities Limited 林達證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-27 | 2020-07-15 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-20 | 2020-03-27 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-20 | 2020-07-15 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 9 — Asset management | 2020-01-20 | 2020-07-15 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-16 | 2019-07-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-19 | 2019-07-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-05 | 2018-12-19 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-05 | 2019-07-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2018-11-05 | 2019-03-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-22 | 2018-10-15 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-22 | 2018-10-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-22 | 2018-10-15 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-22 | 2018-10-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-02-17 | 2018-10-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-09 | 2018-10-15 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-02-09 | 2018-10-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2009-02-09 | 2009-02-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-02-03 | 2009-02-09 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-13 | 2004-09-21 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-10-03 | 2004-03-19 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-08 | 2009-02-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-02-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2018-10-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-07 |