Wai Yin Lau
劉偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Lau (劉偉賢), a licensed Representative with CE reference ABN751. Currently licensed at 1 firm(s): Waterwood Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waterwood Asset Management Limited 水木資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-27 | present |
| Waterwood Asset Management Limited 水木資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-02-27 | present |
| GLS Securities Limited 佳隆證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-10 | 2009-03-31 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-31 | 2008-07-10 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-18 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-25 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-25 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-08-25 |
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-25 |