Kwok Pui Yu
余國培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Pui Yu (余國培), a licensed former licensee with CE reference ABN843. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTW Securities Limited 卓越證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-13 | 2021-12-24 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-13 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-07 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-07 |