Kwong Wa Wai
韋廣華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Wa Wai (韋廣華), a licensed former licensee with CE reference ABP327. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-10-06 | 2016-08-22 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-06-30 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-10-06 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-26 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-26 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-26 |