Kin Lam Lee
李健林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Lam Lee (李健林), a licensed Responsible Officer with CE reference ABP943. Currently licensed at 1 firm(s): Guodu Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-07-07 | present |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-20 | present |
| Tisco Global Securities Limited 得士可環球証券有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-24 | 2008-06-26 |
| Tisco Global Securities Limited 得士可環球証券有限公司 |
RO | Type 4 — Advising on securities | 2007-07-24 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-06 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
RO | Type 4 — Advising on securities | 2005-09-06 | 2008-06-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-06 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-20 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-20 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-20 |