Sze Ling Yao
邱斯陵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ling Yao (邱斯陵), a licensed Responsible Officer with CE reference ABQ898. Currently licensed at 1 firm(s): Yicko Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 9 — Asset management | 2018-07-13 | present |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-23 | present |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-01 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-01 |
| Yicko Futures Limited 益高期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-01 |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 4 — Advising on securities | present | 2007-05-08 |
| Yicko Investment Consultants & Management Limited 益高投資顧問管理有限公司 |
RO | Type 4 — Advising on securities | present | 2007-01-19 |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-05-08 |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 9 — Asset management | present | 2007-05-08 |
| Yicko Investment Consultants & Management Limited 益高投資顧問管理有限公司 |
RO | Type 9 — Asset management | present | 2007-01-19 |