William Keith Jacobsen
葉偉其
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Keith Jacobsen (葉偉其), a licensed Responsible Officer with CE reference ABR188. Currently licensed at 1 firm(s): Trinity Corporate Finance Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trinity Corporate Finance Limited |
RO | Type 6 — Advising on corporate finance | 2016-01-04 | present |
| Trinity Financial Group Limited |
RO | Type 1 — Dealing in securities | 2016-02-16 | 2019-10-16 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-12 | 2015-09-17 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-12 | 2015-09-17 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-27 | 2011-05-01 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-03-12 | 2011-05-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-18 | 2006-06-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-18 | 2006-06-24 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 4 — Advising on securities | 2005-06-14 | 2006-04-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-06-14 | 2006-04-12 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-07-30 | 2005-06-14 |