Siu Chun Lai
黎笑珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Chun Lai (黎笑珍), a licensed Representative with CE reference ABR564. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-09 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-10 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-14 | 2004-05-31 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-14 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| Tartan Securities (Asia) Limited 達勤證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-12 |