Andrew Nan Sherrill
南國熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Nan Sherrill (南國熙), a licensed former licensee with CE reference ABR572. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AsiaVest Partners Limited 南亞投資管理有限公司 |
RO | Type 9 — Asset management | 2016-12-16 | 2022-12-16 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 4 — Advising on securities | 2016-03-14 | 2016-09-30 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 9 — Asset management | 2016-03-14 | 2016-09-30 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-13 | 2016-09-30 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 4 — Advising on securities | present | 2015-10-27 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2015-10-27 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 9 — Asset management | present | 2015-10-27 |