Siu Yin Ho
何小燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yin Ho (何小燕), a licensed Representative with CE reference ABR716. Currently licensed at 1 firm(s): Kingsway Financial Services Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-31 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-31 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-05-31 | 2012-03-31 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-08-15 | 2005-11-30 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-15 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-15 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 — Asset management | present | 2003-08-15 |